Finance · Client Services & Case Management
Client onboarding packets
A bundled set of forms and disclosures a new client completes to open and fund an account and begin working with the firm.
What it usually contains
- Account application and identity verification details (ID, tax number, address)
- Client agreements, fee schedule, and required disclosures
- Investment objective, risk tolerance, and suitability questionnaire
- Transfer, funding, and beneficiary designation forms
- Privacy notice, authorizations, and signature pages
What the assistant uses it for
Answering what a new client must provide and sign before an account can be opened, and what steps or documents are still outstanding in the onboarding process.
How it is versioned
A document of this type has exactly one current version at a time. Upload a revision and it becomes the version that counts — the one before it is kept and dated, but is no longer what your assistant answers from. Nothing is ever deleted, so you can always show what this document said on a given date.
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